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Complaint / Arbitration Status |
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As per SEBI Circular MRD/DoP/SE/Cir-10/2009 dated September 03, 2009 | 2009-10 | | Trading Member | Company | - Report 1A – Complaints received from clients against trading members during the current financial year.
- Table 1A for Report 1A (Type & Status of Complaint)
| - Report 2A – Complaints received from investors against listed companies during the current financial year.
- Table 2A for Report 2A (Type & Status of Complaint)
| - Report 1C – Redressal of complaints lodged by clients against trading members during the current financial year.
| - Report 2C – Redressal of complaints lodged by investors against listed companies during the current financial year.
| - Report 3B – Disposal of arbitration proceedings (where client is a party) during the current financial year
| | - Report 4B – Penal actions against trading members during the current financial year
| | 2008-09 | 2008-09 | | Trading Member | Company | - Report 1B – Redressal of complaints lodged by clients against trading members during the previous financial year.
| - Report 2B – Redressal of complaints lodged by investors against listed companies during the previous financial year.
| - Report 3A – Disposal of arbitration proceedings (where client is a party) during the previous financial year
| | - Report 4A – Penal actions against trading members during the previous financial year
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