| Date |
|
Particulars |
|
|
|
30122011
|
|
Exchange Traded Interest Rate Futures on 2-year and 5-year Notional Coupon Bearing Government of India Security.
|
26122011
|
|
Public issue of Debt Securities- Prohibition on payment of incentives.
|
23122011
|
|
Guidelines in pursuance of the SEBI KYC Registration Agency (KRA)Regulations, 2011 and for In-Person Verification (IPV).
|
15122011
|
|
Guidelines on Outsourcing of Activities by Intermediaries.
|
20122011
|
|
Establishment of Connectivity with both depositories NSDL and CDSL –Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
|
02122011
|
|
The Securities and Exchange Board of India (KYC Registration Agency) Regulations, 2011.
|
29112011
|
|
Annual System Audit.
|
22112011
|
|
SEBI (Substantial Acquisition of Shares and Takeovers) Regulations, 2011
(The Regulations).
|
25102011
|
|
In-person’ verification (IPV) of clients by subsidiaries of stock
exchanges, acting as stock brokers
|
24102011
|
|
Reporting format under Regulation 11 of Securities Contracts
(Regulation) (Manner of Increasing and Maintaining Public
Shareholding in Recognised Stock Exchanges) Regulations, 2006.
|
20102011
|
|
SEBI (Substantial Acquisition of Shares and Takeovers)
Regulations, 2011 (The Regulations).
|
14102011
|
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement.
|
05102011-1
|
|
Amendments to the Equity, IDR and SME Equity Listing Agreements.
|
05102011
|
|
Amendments to the Equity, IDR and SME Equity Listing Agreements.
|
30092011
|
|
Clarification on 100% promoter holding in demat form.
|
28092011
|
|
Guidelines for Issue and Listing of Structured Products/ Market Linked Debentures.
|
27092011
|
|
Contents of Application-Cum-Bidding Form and Manner of disclosure.
|
23092011
|
|
Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 2011 and consequential amendments to Clause 35 of the Equity Listing Agreement.
|
25082011
|
|
Redressal of investor grievances against stock brokers and subbrokers in SEBI Complaints Redress System (SCORES).
|
22082011
|
|
Simplification and Rationalization of Trading Account Opening Process.
|
10082011
|
|
Short-collection/Non-collection of client margins (Derivatives Segments).
|
02082011
|
|
SMS and E-mail alerts to investors by stock exchanges.
|
02082011
|
|
Revised procedure for seeking prior approval for change in control through single window.
|
18072011
|
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
|
11072011
|
|
Clarification regarding admission of Limited Liability Partnerships as members of Stock Exchanges.
|
05072011
|
|
Modification of Client Codes of Non-institutional Trades Executed on Stock Exchanges (All Segments).
|
01072011
|
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement.
|
30062011
|
|
Review of Internet Based Trading (IBT) and Securities trading using Wireless Technology (STWT).
|
17062011
|
|
Shareholding of promoter / promoter group to be in dematerialized mode.
|
16062011
|
|
Pre- Change of Name by Listed Companies.
|
16062011
|
|
Pre- Modification to Investor Protection Fund (IPF)/ Customer Protection Fund (CPF) Guidelines.
|
09062011
|
|
Pre- funded instruments / Electronic fund transfers.
|
03062011
|
|
Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES).
|
03062011
|
|
Periodical Report – Grant of prior approval to members of stock exchanges/sub-brokers.
|
03062011
|
|
Redemption of Indian Depository Receipts (IDRs) into Underlying Equity Shares.
|
02062011
|
|
Liquidity Enhancement Schemes for Illiquid Securities in Equity Derivatives Segment.
|
16052011
|
|
Adjustment of differential pricing amount at the time of application for allotment of specified securities.
|
13052011
|
|
Dealings Between a Cleint and a Stock Broker.
|
13052011
|
|
Self Clearing Member in the Currency Derivatives Segment.
|
29042011
|
|
Applications Supported by Blocked Amount (ASBA) facility.
|
27042011
|
|
Review of Annual Issuers’ charges.
|
07042011
|
|
Limitation Period of filling an arbitration References.
|
| 24032011 |
|
Addendum to Circular no. Cir/ISD/1/2011 dated March 23, 2011 |
| 23032011 |
|
Unauthenticated news circulated by SEBI Registered Market Intermediaries through various modes of communication |
| 22032011 |
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement – December 2010 & January 2011 |
| 16032011 |
|
Listing Agreement for Securitized Debt Instruments |
| 07032011 |
|
Futures on 91-day Government of India Treasury-Bill (T- Bill) |
| 09022011 |
|
Arbitration mechanism of stock exchanges - Applicability of the provisions of the Limitation Act, 1963 |
| 27012011 |
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement |
| 03012011 |
|
Modifications to client code post trade execution |
