| Date | | Particulars |
| | |
| 31082010 | | Arbitration Mechanism in Stock Exchanges |
| 31082010 | | Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant - Clarifications |
| 27082010 | | Introduction of Smart Order Routing |
| 27082010 | | Securities Trading using Wireless Technology |
| 18082010 | | Transferability of Mutual Fund units |
| 11082010 | | Arbitration Mechanism in Stock Exchanges |
| 05082010 | | Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement |
| 30072010 | | Options on USD-INR Spot Rate |
| 30072010 | | Reporting of OTC transactions in Certificates of Deposit (CDs) and
Commercial Papers (CPs). |
| 29072010 | | Mandatory requirement of Permanent Account Number (PAN) |
| 23072010 | | Market Access through Authorised Persons |
| 13072010 | | Applications Supported by Blocked Amount (ASBA) facility in public issues |
| 14062010 | | Anti Money Laundering (AML) Standards/Combating Financing of Terrorism
(CFT)/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under.
|
28052010
| | Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement
|
18052010
| | Setting up of a Stock exchange/ a trading platform by a recognized
stock exchange having nationwide trading terminals for SME
|
17052010
| | Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement
|
07052010
| | Making Annual Reports of Listed Companies easily accessible.
|
04052010
| | Introduction of Index options with tenure up to 5 years
|
03052010
| | Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement
|
28042010
| | Margining of institutional trades in the cash market
|
27042010
| | Introduction of derivative contracts on Volatility Index
|
26042010
| | Guidelines for market makers on Small and Medium Enterprise (SME)
exchange/separate platform of existing exchange having nation wide
terminal
|
23042010
| | Execution of Power of Attorney (PoA) by the Client in favour of the Stock
Broker/ Stock Broker and Depository Participant
|
22042010
| | Reduction in time between issue closure and listing
|
16042010
| | Amendments to Equity Listing Agreement - Discontinuation of Electronic Data
Information Filing and Retrieval (EDIFAR) System.
|
06042010
| | Master Circular on Allotment of codes to Stock Exchanges,
Subsidiary management by Stock Exchanges, Governance of
recognised Stock Exchanges and Arbitration in recognised Stock
Exchanges
|
06042010
| | Applications Supported by Blocked Amount (ASBA) facility in public issues
|
06042010
| | Master Circular on Allotment of codes to Stock Exchanges, Subsidiary management by Stock Exchanges, Governance of recognised Stock Exchanges and Arbitration in recognised Stock Exchanges |
05042010
| | Listing Conditions-Amendments to the Equity Listing Agreement
|
01042010
| | Allotment of Code to United Stock Exchange of India Limited
|
01042010
| | Disclosure of regulatory orders and arbitration awards on Stock Exchange website
|
| 31032010 | | Clarification on dealings between a client and a stock broker |
| 17032010 | | Master Circular on Oversight of Members (Stock Brokers/Trading
Members/Clearing Members of any Segment of Stock Exchanges and Clearing
Corporations) |
05032010
| | Disclosure of details of the allottees in the Qualified Institutional Placements (QIP) made by issuer company |
22022010
| | Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement |
12022010
| | Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there-under- Master Circular on AML/CFT |
10022010
| | Committee for review of ownership and governance of market infrastructure institutions. |
| 21012010 | | Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges
|
18012010
| | Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges
|
11012010
| | Market Wide Position Limits across Stock Exchanges
|
07012010
| | PAN requirement for transmission of shares in physical form
|
| 07012010 | | As Amended till January 07, 2010
LISTING AGREEMENT FOR DEBT SECURITIES
|
| 07012010 | | Simplified Debt Listing Agreement for Debt Securities - Amendments
|
| 06012010 | | Review of Securities Lending and Borrowing (SLB) Framework
|
| 06012010 | | Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement
|
