| Date |
|
Particulars |
|
|
|
31122010
|
|
Master Circular for Stock Exchange - Cash Market
|
28122010
|
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement
|
28122010
|
|
Activity schedule for Auction Session
|
16122010
|
|
Amendments to the Equity Listing Agreement
|
09122010
|
|
Smart Order Routing (SOR) - Clarification
|
01122010
|
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
09112010
|
|
Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure
|
04112010
|
|
Display of Details by Stock Brokers (including Trading Members
|
26102010
|
|
Clarification on Trading Rules and shareholding in dematerialized mode
|
| 14102010 |
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
| 07102010 |
|
Review of Securities Lending and Borrowing (SLB) Framework |
15092010
|
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement |
| 06092010 |
|
Clarification on submission of Audit report under Regulation 55A of SEBI (Depositories and Participants) Regulations, 1996 |
| 02092010 |
|
Trading Rules and shareholding in dematerialized mode |
| 31082010 |
|
Arbitration Mechanism in Stock Exchanges |
| 31082010 |
|
Execution of Power of Attorney (PoA) by the Client in favour of the Stock Broker/ Stock Broker and Depository Participant - Clarifications |
| 27082010 |
|
Introduction of Smart Order Routing |
| 27082010 |
|
Securities Trading using Wireless Technology |
| 18082010 |
|
Transferability of Mutual Fund units |
| 11082010 |
|
Arbitration Mechanism in Stock Exchanges |
| 05082010 |
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement |
| 30072010 |
|
Options on USD-INR Spot Rate |
| 30072010 |
|
Reporting of OTC transactions in Certificates of Deposit (CDs) and
Commercial Papers (CPs). |
| 29072010 |
|
Mandatory requirement of Permanent Account Number (PAN) |
| 23072010 |
|
Market Access through Authorised Persons |
| 13072010 |
|
Applications Supported by Blocked Amount (ASBA) facility in public issues |
| 14062010 |
|
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism
(CFT)/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under.
|
28052010
|
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement
|
18052010
|
|
Setting up of a Stock exchange/ a trading platform by a recognized
stock exchange having nationwide trading terminals for SME
|
17052010
|
|
Conditions of listing for issuers seeking listing on SME Exchange - Model SME Equity Listing Agreement
|
07052010
|
|
Making Annual Reports of Listed Companies easily accessible.
|
04052010
|
|
Introduction of Index options with tenure up to 5 years
|
03052010
|
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement
|
28042010
|
|
Margining of institutional trades in the cash market
|
27042010
|
|
Introduction of derivative contracts on Volatility Index
|
26042010
|
|
Guidelines for market makers on Small and Medium Enterprise (SME)
exchange/separate platform of existing exchange having nation wide
terminal
|
23042010
|
|
Execution of Power of Attorney (PoA) by the Client in favour of the Stock
Broker/ Stock Broker and Depository Participant
|
22042010
|
|
Reduction in time between issue closure and listing
|
16042010
|
|
Amendments to Equity Listing Agreement - Discontinuation of Electronic Data
Information Filing and Retrieval (EDIFAR) System.
|
06042010
|
|
Master Circular on Allotment of codes to Stock Exchanges,
Subsidiary management by Stock Exchanges, Governance of
recognised Stock Exchanges and Arbitration in recognised Stock
Exchanges
|
06042010
|
|
Applications Supported by Blocked Amount (ASBA) facility in public issues
|
06042010
|
|
Master Circular on Allotment of codes to Stock Exchanges, Subsidiary management by Stock Exchanges, Governance of recognised Stock Exchanges and Arbitration in recognised Stock Exchanges |
05042010
|
|
Listing Conditions-Amendments to the Equity Listing Agreement
|
01042010
|
|
Allotment of Code to United Stock Exchange of India Limited
|
01042010
|
|
Disclosure of regulatory orders and arbitration awards on Stock Exchange website
|
| 31032010 |
|
Clarification on dealings between a client and a stock broker |
| 17032010 |
|
Master Circular on Oversight of Members (Stock Brokers/Trading
Members/Clearing Members of any Segment of Stock Exchanges and Clearing
Corporations) |
05032010
|
|
Disclosure of details of the allottees in the Qualified Institutional Placements (QIP) made by issuer company |
22022010
|
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement |
12022010
|
|
Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities Market Intermediaries under the Prevention of Money Laundering Act, 2002 and Rules framed there-under- Master Circular on AML/CFT |
10022010
|
|
Committee for review of ownership and governance of market infrastructure institutions. |
| 21012010 |
|
Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges
|
18012010
|
|
Requirement of Fee Clearance and NOC – Non applicability in respect of certain category of members of stock exchanges
|
11012010
|
|
Market Wide Position Limits across Stock Exchanges
|
07012010
|
|
PAN requirement for transmission of shares in physical form
|
| 07012010 |
|
As Amended till January 07, 2010
LISTING AGREEMENT FOR DEBT SECURITIES
|
| 07012010 |
|
Simplified Debt Listing Agreement for Debt Securities - Amendments
|
| 06012010 |
|
Review of Securities Lending and Borrowing (SLB) Framework
|
| 06012010 |
|
Establishment of Connectivity with both depositories NSDL and CDSL –
Companies eligible for shifting from Trade for Trade Settlement (TFTS)
to normal Rolling Settlement
|
