| Date | | Particulars |
| | | |
30122009
| | Applications Supported by Blocked Amount (ASBA) facility in public issues and rights issues. |
09122009
| | Preservation of records
|
03122009
| | Dealings between a client and a stock broker (trading members included)
|
02122009
| | Limitation period for filing of Arbitration reference
|
| 30112009 | | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
| 26112009 | | Simplified Debt Listing Agreement for Debt Securities - Amendments |
| 25112009 | | Issue of No Objection Certificate for release of 1% of issue amount |
| 13112009 | | Facilitating transactions in Mutual Fund schemes through the Stock Exchange infrastructure |
06112009
| | Market Access through Authorised Persons
|
27102009
| | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
23102009
| | Combating Financing of Terrorism (CFT) under Unlawful Activities (Prevention) Act, 1967 – Directions to stock exchanges, depositories and all registered intermediaries.
|
23102009
| | Trading Hours on Stock Exchanges
|
16102009
| | Clearing and Settlement of trades in Corporate Bonds through Clearing Corporations
|
14102009
| | Revision of transaction charges by the stock exchanges
|
07102009
| | Prior approval for re-commencing trading on the Stock Exchange
|
14092009
| | Applicability of Delisting Regulations- Transitional Provisions
|
07092009
| | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
03092009
| | Notification of Securities and Exchange Board of India (Issue of Capital and Disclosure Requirements) Regulations, 2009
|
03092009
| | Disclosure of investor complaints and arbitration details on Stock Exchange website
|
| 03092009 | | Amendments to Equity Listing Agreement
|
03092009
| | Application under sub-rule (7) of rule 19 of the Securities Contracts (Regulation) Rules, 1957 for relaxing strict enforcement of clause (b) to sub-rule (2) of rule 19 thereof
|
03092009
| | Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
|
03092009
| | Amendments to SEBI (Employee Stock Option Scheme and Employee Stock Purchase Scheme) Guidelines, 1999
|
01092009
| | Anti Money Laundering (AML) Standards/Combating Financing of Terrorism (CFT)/Obligations of Securities
Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules framed there-under.
|
28082009
| | EXCHANGE TRADED INTEREST RATE FUTURES
|
06082009
| | Interpretative circular under regulation 5 of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations 1997 - Applicability of provisions of regulation 11 (2) thereof, as amended on October 30, 2008
|
31072009
| | Reporting of Inter-Scheme Transfers of Corporate Bonds by Mutual Funds on SEBI Authorized Trade Reporting Platforms at NSE/ BSE/FIMMDA
|
30072009
| | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
27072009
| | Comprehensive Risk Management Framework for the cash market
|
21072009
| | Abolition of no-delivery period for all types of corporate actions
|
21072009
| | Amendments to the Equity Listing Agreement
|
09072009
| | Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
|
| 29062009 | | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
23062009
| | Clarification on applicability of SEBI Regulations/ Circulars on Initial and Continuous Disclosures for Convertible and Non-Convertible Debt |
| 16062009 | | Model Listing Agreement for listing of Indian Depository Receipts (IDRs) issued by issuing companies whose securities market regulators are signatories to the Multilateral Memorandum of Understanding (MMOU) of International Organization of Securities Commissions (IOSCO). |
| 20052009 | | PAN requirement for transfer of shares in physical form
|
| 11052009 | | Simplified Listing Agreement for Debt Securities |
| 24042009 | | Amendments to the Equity Listing Agreement
|
| 26032009 | | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement
|
| 24032009 | | Revised Position Limits for Exchange Traded Currency Derivatives
|
| 24022009 | | Amendments to SEBI (Disclosure and Investor Protection) Guidelines, 2000
|
| 10022009 | | Review of Annual Issuers’ charges |
| 03022009 | | Amendments to Equity Listing Agreement |
| 03022009 | | Formats for disclosures under regulation 8A(1), 8A(2), 8A(3) and 8A(4) of the Securities and Exchange Board of India (Substantial Acquisition of Shares and Takeovers) Regulations, 1997. |
| 21012009 | | Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS) to normal Rolling Settlement |
