Circulars Applicable to ASEL from SEBI
Date
| | Particulars
| | | | | | 22122005 | | Corrigendum to Circular No. SEBI/MRD/SE/Cir-15/2005 dated August 04, 2005 | 08092005
| | Electronic issuance of contract notes – Additional conditions
| 02092005
| | Discontinuation of Hand Delivery Bargains/Delivery Versus Payment (DVP)
| | 04082005 | | Maintenance of books of accounts and other documents | 07072005
| | Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for
Trade Segment (TFTS) to Rolling Segment
| 01072005
| | SEBI (Central Database of Market Participants) Regulations, 2003
| 13052005
| | Comprehensive Risk Management Framework for the Cash Market
| 12052005
| | Implementation of the SEBI (Stock Brokers and Sub brokers)
(Amendment) Regulations, 2003 and format of Model Tripartite Agreement.
| 20042005
| | Establishment of connectivity with both NSDL and CDSL- Shifting from
Trade for Trade Segment (TFTS) to Normal Rolling Segment (NRS)
| 31032005
| | Implementation of the SEBI (Stock Broker and Sub Brokers)
(Amendment) Regulations, 2003 and format of Model Tripartite
Agreement.
| 29032005
| | Amendments to the SEBI (Disclosure and Investor Protection) {DIP}
Guidelines, 2000
| 04032005
| | Margin Trading Facility and Securities Lending and Borrowing
| 23022005
| | Comprehensive Risk Management Framework for the cash market
| 09022005
| | Election to the Governing Board of Stock Exchanges
| 28012005
| | Review of Dematerialisation Charges
| 18012005
| | Establishment of connectivity with both NSDL and CDSL- Shifting from Trade for
Trade Segment (TFTS) to Normal Rolling Segment (NRS)
|
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