|
| Date |
|
Particulars |
23042012
|
|
Establishment of Connectivity with both depositories NSDL and CDSL – Companies eligible for shifting from Trade for Trade Settlement (TFTS)to normal Rolling Settlement .
|
16042012
|
|
Processing of investor complaints against companies applying for listing of debt securities in SEBI SCORES system .
|
16042012
|
|
Amendments to the Equity Listing Agreement – Formats for Disclosure of Financial Results.
|
13042012
|
|
Processing of investor complaints against listed companies in SEBI Complaints Redress System (SCORES).
|
13042012
|
|
Uploading of the existing clients’ KYC details in the KYC Registration Agency (KRA) system by the intermediaries.
|
13042012
|
|
Guidelines for Business Continuity Plan (BCP) and Disaster Recovery (DR).
|
30032012
|
|
Exemptions from 100% promoter(s) holding in demat form .
|
30032012
|
|
Broad Guidelines on Algorithmic Trading.
|
21022012
|
|
Standardized lot size for SME Exchange/Platform .
|
15022012
|
|
Investor Grievance Redressal Mechanism at Stock Exchanges.
|
08022012
|
|
Amendments to the Equity Listing Agreement.
|
25012012
|
|
Eligibility criteria for qualified depository participant.
|
20012012
|
|
Composition of arbitration committee.
|
20012012
|
|
Investor Grievance Redressal Mechanism at Stock Exchanges.
|
20012012
|
|
Trade controls in Normal Trading Session for Initial Public Offering (IPO) and
other category of scrips.
|
| 13012012 |
|
Investment by Qualified Foreign Investors (QFI) in Indian equity shares. |
|
